Hedge fund profile
D. E. Shaw Lithic Portfolios, LLC
D. E. Shaw Lithic Portfolios, LLC is reported as a hedge fund in Form ADV private-fund disclosures. The adviser is D. E. Shaw Investment Management, LLC, based in New York, New York, United States.
$5.5Bgross assets
$1.0Mminimum
87owners
3(c)(7)exemption
Disclosure fields
Fund facts
SEC private fund ID805-1603431349
Reference ID314371
JurisdictionDelaware, United States
Fund of fundsNo
Master fundYes
Feeder fundNo
Non-US ownership59%
Assets valued0%
Annual auditYes
GAAPYes
Source periodMarch 2026
Date submitted03/31/2026 01:11:48 PM
Adviser
D. E. Shaw Investment Management, LLC
TypeRegistered investment adviser
SEC number801-64222
CRD135284
Regulatory AUM$33.4B
Compliance signals
Exempt from registration Sales limitation not marked Prime brokers reported Custodians reported
Service providers
Reported counterparties
General partners
D. E. Shaw Investment Management, LLC
Auditors
ERNST & YOUNG LLP
Prime brokers
CITIGROUP GLOBAL MARKETS INC.BNP PARIBASSCOTIA CAPITAL (USA) INC.BNP PARIBAS SECURITIES CORP.DEUTSCHE BANK AGJ.P. MORGAN SECURITIES LLC
Custodians
MACQUARIE BANK LIMITEDMERRILL LYNCH INTERNATIONALMORGAN STANLEY & CO. INTERNATIONAL PLCALLSPRING FUNDS MANAGEMENT, LLCBOFA SECURITIES INC.BLACK ROCK, INC.
Administrators
CITCO FUND SERVICES (CAYMAN ISLANDS) LTD.
Marketers
D. E. SHAW & CO. (LONDON), LLPD. E. SHAW & CO. (ASIA PACIFIC) LIMITEDD.E. SHAW SECURITIES, L.L.C.D. E. SHAW & CO. (SINGAPORE) PTE. LTD.
Same adviser