Hedge fund profile
Empery Tax Efficient III, LP
Empery Tax Efficient III, LP is reported as a hedge fund in Form ADV private-fund disclosures. The adviser is Empery Asset Management, LP, based in New York City, New York, United States.
$77.9Mgross assets
$1.0Mminimum
2owners
3(c)(1)exemption
Disclosure fields
Fund facts
SEC private fund ID805-9772874359
Reference ID254866
JurisdictionDelaware, United States
Fund of fundsNo
Master fundNo
Feeder fundNo
Non-US ownership0%
Assets valued100%
Annual auditYes
GAAPYes
Source periodMarch 2026
Date submitted03/31/2026 04:26:35 PM
Adviser
TypeRegistered investment adviser
SEC number801-121889
CRD148180
Regulatory AUM$262.5M
Compliance signals
Exempt from registration Sales limited Prime brokers reported Custodians reported
Service providers
Reported counterparties
General partners
Empery Funds Gp, LLC
Auditors
RSM US LLP
Prime brokers
CLEAR STREET LLCNATIONAL FINANCIAL SERVICES LLCJ.P. MORGAN SECURITIES LLC
Custodians
RBC CAPITAL MARKETS, LLCJ.P. MORGAN SECURITIES LLCCLEAR STREET LLCAXOS CLEARING LLCNATIONAL FINANCIAL SERVICES LLC
Administrators
OPUS FUND SERVICES (BERMUDA) LTD.
Same adviser