Hedge fund profile
Ria-1406
Ria-1406 is reported as a hedge fund in Form ADV private-fund disclosures. The adviser is Rogers Investment Advisors K.k., based in Tokyo, Japan.
$30.5Mgross assets
$100Kminimum
20owners
3(c)(1)exemption
Disclosure fields
Fund facts
SEC private fund ID805-3790273174
Reference ID76643
JurisdictionCayman Islands
Fund of fundsNo
Master fundYes
Feeder fundNo
Non-US ownership24%
Assets valued100%
Annual auditYes
GAAPYes
Source periodMarch 2026
Date submitted03/30/2026
Adviser
Rogers Investment Advisors K.k.
TypeExempt reporting adviser
SEC number802-75654
CRD162896
Regulatory AUM$43.8M
Compliance signals
Exempt from registration Sales limited Prime brokers reported Custodians reported
Service providers
Reported counterparties
General partners
Gingko Asset Management Limited
Auditors
PRICEWATERHOUSECOOPERS
Prime brokers
GOLDMAN SACHS INTERNATIONAL
Custodians
GOLDMAN SACHS INTERNATIONAL
Administrators
APEX FUND SERVICES (HK) LIMITED